227 termes essentiels pour l'examen FIC
registrar
transfer agent
Alpha
fundamental analysis
technical analysis
interest rate anticipation
fund facts
arrears
soft landing
Autorité des marchés financiers (AMF)
endowment bias
loss aversion
regret aversion
risk averse
balance of payments
National Registration Database
beta
cognitive biases
behavioural biases
availability bias
representativeness bias
emotional bias
hindsight bias
Know Your Client (KYC)
Know Your Product (KYP)
money laundering
stock exchange
Chambre de la sécurité financière (CSF)
cyclical unemployment
frictional unemployment
seasonal unemployment
structural unemployment
call provision
retail investor
code of ethics
independent review committee
Locked-in Retirement Account (LIRA)
compliance
contribution in kind
investment dealer
debenture
instalment debenture
deflation
custodian
disinflation
fund distributor
diversification
contribution room
right of redemption
duration
market efficiency
retractable
hard retraction
soft retraction
tracking error
T3 Form
T5 Form
behavioural finance
target-date fund
portfolio funds
Canadian Investor Protection Fund (CIPF)
mutual fund
investment fund
closed-end discretionary fund
mortgage fund
segregated fund
Registered Retirement Income Fund (RRIF)
exchange-traded fund (ETF)
New Account Application Form (NAAF)
load
front-end load
operating expenses
trading costs
management fees
trailer fees
frequent trading charge
active portfolio management
growth investing
value investing
passive portfolio management
Financial Action Task Force (FATF)
peer group
lifecycle hypothesis
economic indicators
leading indicators
lagging indicators
coincidental indicators
benchmark index
consumer price index (CPI)
inflation
demand-pull inflation
cost-push inflation
financial intermediaries
institutional investor
accredited investor
liquidity
Personal Information Protection and Electronic Documents Act (PIPEDA)
auction market
efficient market
dealer market
primary market
secondary market
best practical allocation
National Instrument 81-101
National Instrument 81-102
Annual Information Form (AIF)
offering memorandum
bond
bearer bond
convertible bond
government bond
marketable government bond
disclosure
serial bond
secured bond
discretionary trading
reset option
limit order
market order
unsolicited order
Canadian Investment Regulatory Organization (CIRO)
Investment Industry Regulatory Organization of Canada (IIROC)
Self-Regulatory Organizations (SROs)
regulatory bodies
commercial paper
nominal GDP
potential GDP
real GDP
momentum investing
private placement
performance participation cap
pre-authorized contribution plan (PAC)
accumulation plan
voluntary accumulation plan
fixed-period withdrawal plan
ratio withdrawal plan
fixed-dollar withdrawal plan
systematic withdrawal plan
financial planner
fiscal policy
expansionary policy
contractionary policy
monetary policy
labour force
investment portfolio
initial public offering (IPO)
death benefits
Guaranteed Minimum Withdrawal Benefit (GMWB)
mortgage
closed mortgage
non-conventional mortgage
conventional mortgage
open mortgage
underwriting
equilibrium price
adjusted cost base (ACB)
derivative
managed product
alternative managed product
gross domestic product (GDP)
risk profile
prospectus
simplified prospectus
financial planning pyramid
quartile rankings
redemption
price-earnings ratio (P/E ratio)
liquidity ratio
current ratio
quick ratio
sacrifice ratio
Sharpe ratio
reward-to-risk ratio
defined contribution plan
defined benefit plan
Registered Pension Plan (RPP)
Québec Pension Plan (QPP)
Registered Education Savings Plan (RESP)
Registered Retirement Savings Plan (RRSP)
incentive fees
yield to maturity (YTM)
holding period return
risk-adjusted rate of return
effective yield
seven-day yield
variable annuity
life annuity
ethical responsibility
legal responsibility
professional responsibility
Branch Compliance Officer (BCO)
discretionary income
concentration risk
default risk
market risk
interest rate risk
unique risk
systematic risk
Old Age Security (OAS)
portfolio allocation service
high-water mark
closed-end fund
minimum investment
relative value strategy
directional strategy
event-driven strategy
Canada Education Savings Grant (CESG)
market timing
System for Electronic Document Analysis and Retrieval (SEDAR+)
real interest rate
unemployment rate
overnight rate
hurdle rate
real rate of return
simple rate of return
fixed-income security
debt security
equity instrument
discouraged workers
comparison universe
performance universe
users of capital
Net Asset Value per Unit (NAVPU)
output gap
standard deviation
maturity date
ethics